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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-18
NY RA APPROVED 2025-09-04
  • TX RA
    APPROVED
    Since 2025-09-18
  • NY RA
    APPROVED
    Since 2025-09-04

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2025 Present
Appalachian State University Boone NC 08/2024 12/2024
Captrust Charlotte NC 06/2024 08/2024
Carolina Landmark Realty Statesville NC 07/2019 08/2021
Speckled Trout Boone NC 01/2024 05/2024
Liat Troutman NC 06/2018 08/2018
Unemployed Statesville NC 04/2002 06/2018
Unemployed Statesville NC 08/2018 07/2019
Blowing Rock Country Club Blowing Rock NC 08/2020 10/2020
Unemployed Statesville NC 08/2021 01/2024
Unemployed Statesville NC 07/2019 08/2020
Unemployed Statesville NC 01/2025 06/2025
Bank Of America, N.A. New York NY 09/2025 Present
  • 06/2025 → Present
    New York, NY
  • 08/2024 → 12/2024
    Appalachian State University
    Boone, NC
  • 06/2024 → 08/2024
    Captrust
    Charlotte, NC
  • 07/2019 → 08/2021
    Carolina Landmark Realty
    Statesville, NC
  • 01/2024 → 05/2024
    Speckled Trout
    Boone, NC
  • 06/2018 → 08/2018
    Liat
    Troutman, NC
  • 04/2002 → 06/2018
    Unemployed
    Statesville, NC
  • 08/2018 → 07/2019
    Unemployed
    Statesville, NC
  • 08/2020 → 10/2020
    Blowing Rock Country Club
    Blowing Rock, NC
  • 08/2021 → 01/2024
    Unemployed
    Statesville, NC
  • 07/2019 → 08/2020
    Unemployed
    Statesville, NC
  • 01/2025 → 06/2025
    Unemployed
    Statesville, NC
  • 09/2025 → Present
    Bank Of America, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-04
  • S66 Uniform Combined State Law Examination
    2025-09-04
Other Names
  • Mike Jones
  • Michael M Jones

View on SEC IAPD

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