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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-11-24
TX RA APPROVED 2025-11-24
  • GA RA
    APPROVED
    Since 2025-11-24
  • TX RA
    APPROVED
    Since 2025-11-24

Branch Locations

401 N Tryon St Ci Client Management, Charlotte, NC 28255 • United States

2170 Satellite Blvd Adp - Home Office, Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duluth GA 06/2025 Present
Eze Castle Intrgration New York NY 06/2024 08/2024
Georgia Institute Of Technology Atlanta GA 06/2022 05/2025
Unemployed Suwanee GA 07/2015 06/2022
Bank Of America, N.A Duluth GA 09/2025 Present
  • 06/2025 → Present
    Duluth, GA
  • 06/2024 → 08/2024
    Eze Castle Intrgration
    New York, NY
  • 06/2022 → 05/2025
    Georgia Institute Of Technology
    Atlanta, GA
  • 07/2015 → 06/2022
    Unemployed
    Suwanee, GA
  • 09/2025 → Present
    Bank Of America, N.A
    Duluth, GA
Other Businesses

I*: 4632285 Entity Type: For Profit Name of the other business: R&N R. Farms Whether the business is investment-related: No Address of the other business: Covington, Georgia Title, or relationship with the other business: General Partner/Managing Member Start date of your relationship: 01/01/2027 Approximate number of hours/month you devote to the other business: 1 hr wkly Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Farm that occasionally sells grown produce at farmers markets. Help out where I can and pitch in to overall structure, harvesting, and planning of infrastructure

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-21
  • S66 Uniform Combined State Law Examination
    2025-11-21

View on SEC IAPD

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