Quang Minh Alex Ta

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-10
CA	RA	APPROVED	2025-08-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Riverside	CA	03/2024	Present
Unemployment	Riverside	CA	11/2023	03/2024
Suong Dat Pty Ltd.	Ho Chi Minh City		10/2022	11/2023
Sacombank	Ho Chi Minh City		06/2020	09/2022
Vps Securities Jsc	Ho Chi Minh City		02/2020	05/2020
University Of Melbourne	Melbourne		03/2019	03/2022
Ginza Teppanyaki	Melbourne		10/2020	08/2023
Vietnam Australia International School	Ho Chi Minh City		01/2015	07/2018
Unemployment	Ho Chi Minh City		07/2018	03/2019
Bank Of America, N.A.	Riverside	CA	09/2025	Present

03/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, CA
11/2023 → 03/2024

Unemployment

Riverside, CA
10/2022 → 11/2023

Suong Dat Pty Ltd.

Ho Chi Minh City
06/2020 → 09/2022

Sacombank

Ho Chi Minh City
02/2020 → 05/2020

Vps Securities Jsc

Ho Chi Minh City
03/2019 → 03/2022

University Of Melbourne

Melbourne
10/2020 → 08/2023

Ginza Teppanyaki

Melbourne
01/2015 → 07/2018

Vietnam Australia International School

Ho Chi Minh City
07/2018 → 03/2019

Unemployment

Ho Chi Minh City
09/2025 → Present

Bank Of America, N.A.

Riverside, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-05