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Current Employers
Goldstone Financial Group, Llc

18W140 Butterfield Road 16Th Floor, Oakbrook Terrace, IL 60181 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-08-06
  • IL RA
    APPROVED
    Since 2023-08-06

Branch Locations

18W140 Butterfield Road 16Th Floor, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buckingham Financial Group, Inc. Dayton OH 08/2012 12/2021
Financial Engines Advisors L.L.C. Santa Clara CA 12/2021 03/2022
Financial Engines Advisors L.L.C. Santa Clara CA 03/2022 03/2023
Financial Engines Advisors L.L.C. Santa Clara CA 03/2023 07/2023
Goldstone Financial Group, Llc Oakbrook Terrace IL 07/2023 Present
  • 08/2012 → 12/2021
    Buckingham Financial Group, Inc.
    Dayton, OH
  • 12/2021 → 03/2022
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 03/2022 → 03/2023
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 03/2023 → 07/2023
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 07/2023 → Present
    Oakbrook Terrace, IL
Previous Registrations
  • 2022-01-10 → 2023-07-29
    Sabina, OH
  • 2014-05-22 → 2021-12-02
    Buckingham Financial Group, Inc.
    Dayton, OH
  • 2018-03-29 → 2021-12-02
    Buckingham Capital Management, Inc.
    Dayton, OH
  • 2006-10-19 → 2012-09-04
    Wilmington, OH
Other Businesses

DeBold Builders LLC; Not Investment-Related; 2173 S State Route 72 Sabina OH, 45169; Residential Construction; Bookkeeper/ Accounting; 01/01/2010; Hours per Month: 5; Hours During Securities Trading Hours: 0; Duties: Helping With Bookkeeping/Accounting and Income Tax Preparation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-18
  • S66 Uniform Combined State Law Examination
    2006-10-18
Designations
Other Names
  • Jessica V Beam

View on SEC IAPD

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