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Jody A Newsome

Charles Schwab & Co., Inc.

Mountain Brook, AL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-01-24
  • AL RA
    APPROVED
    Since 2026-01-24

Branch Locations

3000 Cahaba Village Plaza Suite 130, Mountain Brook, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Appleton WI 08/2025 01/2026
Regions Bank Birmingham AL 11/2012 08/2025
Thrivent Financial Appleton WI 09/2025 12/2025
Thrivent Financial Appleton WI 12/2025 01/2026
Charles Schwab & Co., Inc. Mountain Brook AL 01/2026 Present
Charles Schwab Bank, Ssb Mountain Brook AL 01/2026 Present
  • 08/2025 → 01/2026
    Thrivent Investment Management Inc.
    Appleton, WI
  • 11/2012 → 08/2025
    Regions Bank
    Birmingham, AL
  • 09/2025 → 12/2025
    Thrivent Financial
    Appleton, WI
  • 12/2025 → 01/2026
    Thrivent Financial
    Appleton, WI
  • 01/2026 → Present
    Charles Schwab & Co., Inc.
    Mountain Brook, AL
  • 01/2026 → Present
    Charles Schwab Bank, Ssb
    Mountain Brook, AL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-31
  • S66 Uniform Combined State Law Examination
    2025-10-31

View on SEC IAPD

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