Stephen Hamilton Testa

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-11-14

NY RA
APPROVED

Since 2025-11-14

Branch Locations

445 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cotgreave Insurance Agency	Ronkonkoma	NY	04/2021	Present
Testa Brothers Ltd.	Northport	NY	10/1990	04/2021
Lpl Enterprise Llc	Forest Hills	NY	06/2025	Present

04/2021 → Present

Cotgreave Insurance Agency

Ronkonkoma, NY
10/1990 → 04/2021

Testa Brothers Ltd.

Northport, NY
06/2025 → Present

Lpl Enterprise Llc

Forest Hills, NY

Other Businesses

1. 06/20/2025 - Cotgreave Insurance Agency - Property and Casualty - NOT INV REL - Ronkonkoma, NY - Start Date 04/19/2021 - 160 HRS/MO | 0 HRS/DURING TRADING 2. 06/20/2025-Stephen Testa-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At Northport, NY-Start date 06/20/2025-160hrs/mth-160hrs/mth during trading 3. 06/20/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/20/2025-160hrs/mth-160hrs/mth during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-11

S66 Uniform Combined State Law Examination

2025-11-11

Other Names

Stephen Testa

View on SEC IAPD