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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-25
  • IL RA
    APPROVED
    Since 2026-06-25

Branch Locations

30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Chicago IL 06/2025 Present
Chamberlain Group Elmhurst IL 09/2024 06/2025
Jpmorgan Chase & Co Chicago IL 09/2019 06/2024
@Properties Elmhurst IL 08/2019 09/2019
Coldwell Banker Realty Elmhurst IL 03/2015 08/2019
  • 06/2025 → Present
    Chicago, IL
  • 09/2024 → 06/2025
    Chamberlain Group
    Elmhurst, IL
  • 09/2019 → 06/2024
    Jpmorgan Chase & Co
    Chicago, IL
  • 08/2019 → 09/2019
    @Properties
    Elmhurst, IL
  • 03/2015 → 08/2019
    Coldwell Banker Realty
    Elmhurst, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-24
S63 Uniform Securities Agent State Law Examination 2025-12-04
  • S65 Uniform Investment Adviser Law Examination
    2026-06-24
  • S63 Uniform Securities Agent State Law Examination
    2025-12-04

View on SEC IAPD

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