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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-22 |
| SC | RA | APPROVED | 2025-12-24 |
Branch Locations
320 East Main Street Suite 410, Spartanburg, SC 29302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Spartanburg | SC | 07/2025 | Present |
| American Credit Acceptance Llc | Spartanburg | SC | 06/2024 | 11/2024 |
| Lift Technologies Inc | Westminster | SC | 11/2022 | 03/2023 |
| Dew Group Llc | Spartanburg | SC | 04/2019 | 10/2020 |
| Camp Mary Elizabeth | Spartanburg | SC | 05/2018 | 07/2019 |
| Chick-Fil-A | Duncan | SC | 02/2018 | 07/2018 |
| Polk County Nc Recreation - Gib | Columbus | NC | 07/2017 | 09/2017 |
| Carolina Pools Llc | Spartanburg | SC | 08/2020 | 12/2020 |
| Upstate Pool Management | Spartanburg | SC | 04/2021 | 10/2021 |
| City Of Raleigh Parks And Rec | Raleigh | SC | 05/2016 | 06/2017 |
| Weed Man Lawn Care | Greer | SC | 11/2018 | 12/2019 |
| Rogers Group Inc | Greer | SC | 05/2022 | 10/2023 |
| Wake Forest High School | Wake Forest | NC | 06/2015 | 07/2017 |
| High Point Academy | Spartanburg | SC | 07/2017 | 04/2019 |
| Spartanburg Community College | Spartanburg | SC | 12/2019 | 06/2020 |
| Clemson University | Clemson | SC | 07/2020 | 08/2025 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-11-10 |
| S65 | Uniform Investment Adviser Law Examination | 2025-01-13 |
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