Ying Chen

Current Employers

Wolfe Signal Capital Llc

6081 Meridian Ave Ste 70-237, San Jose, CA 95120 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-15

CA RA
APPROVED

Since 2025-09-15

Branch Locations

6081 Meridian Ave Ste 70-237, San Jose, CA 95120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Student	Los Angeles	CA	07/2015	01/2024
Adept Urban	Pasadena	CA	01/2024	06/2024
Aurum Equity Partners	Pleasanton	CA	07/2023	Present
Wolfe Signal Capital Llc	Fremont	CA	06/2025	Present

07/2015 → 01/2024

Student

Los Angeles, CA
01/2024 → 06/2024

Adept Urban

Pasadena, CA
07/2023 → Present

Aurum Equity Partners

Pleasanton, CA
06/2025 → Present

Wolfe Signal Capital Llc

Fremont, CA

Other Businesses

Ying Chen is employed as a Senior Associate with Bridge Ventures, an investment-related business, since February 2026. Address of business: 1703 N Dayton, Chicago, IL 60614. Nature of business: private investment firm. Position/Title: Senior Associate. Start date: February 2026. Approximate hours per month: 160 hours. Hours during securities trading hours: 80 hours. Duties: investment research and analysis. She does not provide investment advice to Wolfe Signal Capital LLC clients through this activity and does not recommend that WSCL clients invest in any fund, company, or transaction associated with Bridge Ventures.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-04-26

S65 Uniform Investment Adviser Law Examination

2025-04-26

Other Names

Iris Chen

View on SEC IAPD