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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-08 |
| IL | RA | APPROVED | 2026-06-18 |
| MO | RA | APPROVED | 2026-06-15 |
Branch Locations
Edwardsville, IL • United States
One North Brentwood Suite 900, St. Louis, MO 63105-3926 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Brokerage Services Inc. | Fort Worth | TX | 07/2025 | 02/2026 |
| United States Air Force | Spokane | WA | 01/2018 | 02/2026 |
| Unemployed | Glen Carbon | IL | 05/2017 | 01/2018 |
| Siue | Edwardsville | IL | 08/2016 | 05/2017 |
| Washington Air National Guard | Spokane | WA | 02/2026 | 06/2026 |
| New York Life Insurance Company | Spokane | WA | 02/2026 | 06/2026 |
| Nylife Securities Llc | Spokane | WA | 03/2026 | 06/2026 |
| Rbc Capital Markets, Llc | Clayton | MO | 06/2026 | Present |
(1) NAME OF ENTITY: Washington Air National Guard ADDRESS: 5 West Bong St Fairchild AFB WA 99011 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Government Institution START DATE: Feb 01, 2026 CAPACITY: Other DUTIES: 141 Air Refueling Wing Comptroller Squadron. 141 CPTS. HOURS DEVOTED PER MONTH: 24 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2025-11-11 |
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