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Benjamin William Ricker

LPl Enterprise, LLC

Warrington, PA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-11-07
  • PA RA
    APPROVED
    Since 2025-11-07

Branch Locations

1432 Easton Road Suite 4-H, Warrington, PA 18976 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Warrington PA 10/2025 Present
Joey Chops Malvern PA 08/2023 08/2024
The Home Depot Frazer PA 08/2021 03/2022
West Chester University West Chester PA 08/2019 05/2023
Quadratec West Chester PA 08/2022 10/2023
Anthonys Italian Restaurant Malvern PA 07/2021 09/2021
The Home Depot Frazer PA 04/2020 07/2021
Anthonys Italian Restaurant Malvern PA 04/2019 08/2019
Franco Ristorante Phoenixville PA 01/2019 04/2019
Panera Bread Malvern PA 11/2017 05/2018
Primo Hoagies Phoenxville PA 07/2017 10/2017
Starbucks Paoli PA 10/2016 06/2017
Great Valley High School Malvern PA 08/2015 05/2019
Unemployed Malvern PA 08/2024 10/2025
  • 10/2025 → Present
    Warrington, PA
  • 08/2023 → 08/2024
    Joey Chops
    Malvern, PA
  • 08/2021 → 03/2022
    The Home Depot
    Frazer, PA
  • 08/2019 → 05/2023
    West Chester University
    West Chester, PA
  • 08/2022 → 10/2023
    Quadratec
    West Chester, PA
  • 07/2021 → 09/2021
    Anthonys Italian Restaurant
    Malvern, PA
  • 04/2020 → 07/2021
    The Home Depot
    Frazer, PA
  • 04/2019 → 08/2019
    Anthonys Italian Restaurant
    Malvern, PA
  • 01/2019 → 04/2019
    Franco Ristorante
    Phoenixville, PA
  • 11/2017 → 05/2018
    Panera Bread
    Malvern, PA
  • 07/2017 → 10/2017
    Primo Hoagies
    Phoenxville, PA
  • 10/2016 → 06/2017
    Starbucks
    Paoli, PA
  • 08/2015 → 05/2019
    Great Valley High School
    Malvern, PA
  • 08/2024 → 10/2025
    Unemployed
    Malvern, PA
Other Businesses

1. 10/15/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Malvern, PA - Start Date 10/08/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 10/15/2025 - BENJAMIN RICKER N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Malvern, PA - Start Date 10/08/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-15
  • S66 Uniform Combined State Law Examination
    2025-04-15

View on SEC IAPD

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