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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-26 |
Branch Locations
New Rochelle, NY • United States
1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carret Asset Management | New York | NY | 10/2024 | 09/2025 |
| Self Employment | New Rochelle | NY | 06/2024 | 09/2024 |
| Unemployed | New Rochelle | NY | 10/2023 | 05/2024 |
| Mackay Shields | New York | NY | 01/2018 | 09/2023 |
| New York Life Investments | New York | NY | 06/2015 | 12/2017 |
| Ubs Financial Services, Inc | New York | NY | 10/2025 | 12/2025 |
| Ubs Financial Services Inc. | New York | NY | 12/2025 | Present |
1) Kings Bay YM-YWHA,United States,https://www.kingsbayy.org/about/,501(c)(3) Non-profit community organization,Cultural Establishment,"Kings Bay YM-YWHA strives to build and strengthen communities, create meaningful relationships and lasting friendships, and foster deeper connections among individuals, families, and partner institutions in Brooklyn. From our flagship base in southern Brooklyn, where we operate a successful full-service community center, to our more recent inroads in Brownstone Brooklyn and North Brooklyn under the JCC Brooklyn umbrella, the Kings Bay Y has remained true to its 60-year-old mission.",Member of Board of directors,Co-President of the Board17 ,Start date -10/1/2015
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-10-13 |
| S65 | Uniform Investment Adviser Law Examination | 2025-09-17 |
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