Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-26
  • NY RA
    APPROVED
    Since 2025-11-26

Branch Locations

New Rochelle, NY • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carret Asset Management New York NY 10/2024 09/2025
Self Employment New Rochelle NY 06/2024 09/2024
Unemployed New Rochelle NY 10/2023 05/2024
Mackay Shields New York NY 01/2018 09/2023
New York Life Investments New York NY 06/2015 12/2017
Ubs Financial Services, Inc New York NY 10/2025 12/2025
Ubs Financial Services Inc. New York NY 12/2025 Present
  • 10/2024 → 09/2025
    Carret Asset Management
    New York, NY
  • 06/2024 → 09/2024
    Self Employment
    New Rochelle, NY
  • 10/2023 → 05/2024
    Unemployed
    New Rochelle, NY
  • 01/2018 → 09/2023
    Mackay Shields
    New York, NY
  • 06/2015 → 12/2017
    New York Life Investments
    New York, NY
  • 10/2025 → 12/2025
    New York, NY
  • 12/2025 → Present
    New York, NY
Previous Registrations
Other Businesses

1) Kings Bay YM-YWHA,United States,https://www.kingsbayy.org/about/,501(c)(3) Non-profit community organization,Cultural Establishment,"Kings Bay YM-YWHA strives to build and strengthen communities, create meaningful relationships and lasting friendships, and foster deeper connections among individuals, families, and partner institutions in Brooklyn. From our flagship base in southern Brooklyn, where we operate a successful full-service community center, to our more recent inroads in Brownstone Brooklyn and North Brooklyn under the JCC Brooklyn umbrella, the Kings Bay Y has remained true to its 60-year-old mission.",Member of Board of directors,Co-President of the Board17 ,Start date -10/1/2015

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-10-13
S65 Uniform Investment Adviser Law Examination 2025-09-17
  • S63 Uniform Securities Agent State Law Examination
    2025-10-13
  • S65 Uniform Investment Adviser Law Examination
    2025-09-17
Other Names
  • Anthony Bradley Sneag

View on SEC IAPD

More in New Rochelle, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor