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2412 Irwin Street, Melbourne, FL 32901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-17 |
| NJ | RA | APPROVED | 2026-06-16 |
Branch Locations
2412 Irwin Street, Melbourne, FL 32901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 08/2014 | 10/2018 |
| Deutsche Bank Securities Inc. | New York | NY | 11/2018 | 08/2019 |
| Wells Fargo Securties Llc | New York | NY | 08/2019 | 07/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2022 | Present |
| Retired | Pittstown | NJ | 08/2021 | 05/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2022 | Present |
| Rossby Financial Llc | Melbourne | FL | 06/2026 | Present |
| Oak Stream Financial | Pittstown | NJ | 06/2026 | Present |
1. North Hunterdon Football, 1445 State Route 31 S, Annadale, NJ 08801, United States, 08/11/2025, Coach, Sport/Fitness/Gaming, NIR, 120 HR/MO - 9 HR/MO TRADING 2. Brad Banken, 1939 S 58th Street, Philadelphia, PA 19143, United States, 01/01/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING 3. Oak Stream Investments LLC, 1939 S 58th Street, Pittstown, NJ 08867, United States, 07/01/2022, Owner, 1099, NIR, 200 HR/MO - 150 HR/MO TRADING 4. LOGAN SAWYER LLC, 2126 N. Sawyer Avenue, Chicago IL 60647, United States, 09/30/2025, Silent Loan Investor, Real Estate, Not Investment Related, 0 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-12 |
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