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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Fort Mill | TX | 06/2025 | Present |
| Mangos Tropical Cafe, Llc | Miami Beach | FL | 03/2004 | 12/2022 |
| Sos Financial Management | Miramar | FL | 01/2013 | 06/2025 |
1. Start Date: 6/17/2025 - Tree of life Wealth Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - Weston, FL 33326 - 80 Hrs/Mth - 4 Hrs During Trading. - Time Spent: 35 2. Start Date: 6/17/2025 - Women's Financial Planning Boutique - DBA for LPL Business (entity for LPL business) - Investment Related - Weston, FL 33326 - 80 Hrs/Mth - 4 Hrs During Trading. - Time Spent: 35 3. Start Date: 01/01/2013 - The SOS Investment Corp DBA SOS Financial Management - Business Owner - Not Investment Related - Miramar, FL 33027 - 10 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 5 4. Start Date: 08/01/2019 - Sanmar Investment Group, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Miramar, FL 33027 - 0 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 0 5.Start Date: 01/01/2019 - S&B Distributors Corp - Business Owner - Not Investment Related - Miramar, FL 33027 - 10 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 5 6. Start Date: 08/01/2018 - Group SOS Holdings LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Miramar, FL 33027 - 0 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-08 |
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