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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-10-22 |
Branch Locations
8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United States Army Reserve | Indianapolis | IN | 07/2012 | 07/2020 |
| Richardson Auto Sales | Indianapolis | IN | 01/2015 | 03/2025 |
| Growth Mvmt | Boulder | CO | 09/2022 | 03/2024 |
| F45 | Boulder | CO | 03/2023 | 07/2023 |
| Wellbridge Colorado Athletic Club | Boulder | CO | 08/2023 | 12/2023 |
| Western & Southern Life | Indianapolis | IN | 05/2025 | 09/2025 |
| W & S Brokerage Services, Inc | Indianapolis | IN | 06/2025 | 09/2025 |
| Lpl Enterprise Llc | Indianapolis | IN | 09/2025 | Present |
1. 09/12/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Indianapolis, IN - Start Date 09/04/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 09/12/2025 - JOSEPH RICHARDSON N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Indianapolis, IN - Start Date 09/04/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 05/14/2026-Richardson Auto Sales-Contractor-Outside/W-2 Employment-Inv related-At Indianapolis, IN-Start date 03/30/2026-20hrs/mth-10hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2025-09-04 |
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