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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2025-08-04 |
Branch Locations
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
909 St Joseph Street Suite 101, Rapid City, SD 57701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Planning Partners | Rapid City | SD | 07/2025 | Present |
| Casey Peterson, Ltd | Rapid City | SD | 06/2016 | Present |
| Turnac Four, Llc | Rapid City | SD | 01/2025 | Present |
| Avantax Investment Services | Rapid City | SD | 06/2025 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
1) CASEY PETERSON, LTD. POSITION: Shareholder NATURE: Casey Peterson, Ltd is a CPA firm that provides Tax, accounting, audit and assurance, and wealth management services INVESTMENT RELATED: No NUMBER OF HOURS: 155 SECURITIES TRADING HOURS: 128 START DATE: 01/11/2025 ADDRESS: 909 St. Joseph Street, Suite 101, Rapid City SD 57701, United States DESCRIPTION: Director of the Attest team and a shareholder. I help clients with all attest services, plan attest services, oversee attest staff, review and sign off on attest reports 2) TURNAC FOUR, LLC POSITION: Owner NATURE: Turnac Four, LLC owns a floor of a building that is being rented out to Casey Peterson, Ltd and another party. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/29/2025 ADDRESS: 909 St. Joseph St., Rapid City SD 57701, United States DESCRIPTION: Part owner of Turnac Four, LLC that owns real estate. I attend meetings to discuss care and upkeep of the property owned, tour the floor owned to verify care and upkeep. Help determine maintenance plan.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-02 |
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