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Current Employers
Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2025-08-04
  • SD RA
    APPROVED
    Since 2025-08-04

Branch Locations

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

909 St Joseph Street Suite 101, Rapid City, SD 57701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Planning Partners Rapid City SD 07/2025 Present
Casey Peterson, Ltd Rapid City SD 06/2016 Present
Turnac Four, Llc Rapid City SD 01/2025 Present
Avantax Investment Services Rapid City SD 06/2025 09/2025
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
  • 07/2025 → Present
    Avantax Planning Partners
    Rapid City, SD
  • 06/2016 → Present
    Casey Peterson, Ltd
    Rapid City, SD
  • 01/2025 → Present
    Turnac Four, Llc
    Rapid City, SD
  • 06/2025 → 09/2025
    Avantax Investment Services
    Rapid City, SD
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Other Businesses

1) CASEY PETERSON, LTD. POSITION: Shareholder NATURE: Casey Peterson, Ltd is a CPA firm that provides Tax, accounting, audit and assurance, and wealth management services INVESTMENT RELATED: No NUMBER OF HOURS: 155 SECURITIES TRADING HOURS: 128 START DATE: 01/11/2025 ADDRESS: 909 St. Joseph Street, Suite 101, Rapid City SD 57701, United States DESCRIPTION: Director of the Attest team and a shareholder. I help clients with all attest services, plan attest services, oversee attest staff, review and sign off on attest reports 2) TURNAC FOUR, LLC POSITION: Owner NATURE: Turnac Four, LLC owns a floor of a building that is being rented out to Casey Peterson, Ltd and another party. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/29/2025 ADDRESS: 909 St. Joseph St., Rapid City SD 57701, United States DESCRIPTION: Part owner of Turnac Four, LLC that owns real estate. I attend meetings to discuss care and upkeep of the property owned, tour the floor owned to verify care and upkeep. Help determine maintenance plan.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-02
  • S65 Uniform Investment Adviser Law Examination
    2025-08-02

View on SEC IAPD

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