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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-11-07 |
| CA | RA | APPROVED | 2025-09-06 |
Branch Locations
Queen Creek, AZ • United States
1999 Avenue Of The Stars, Suite 2150, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Route 92 Medical | San Mateo | CA | 06/2023 | 05/2025 |
| Sanford C. Bernstein & Co., Llc | Nashville | TN | 06/2025 | Present |
| Siemens Corindus | Malveron | PA | 05/2021 | 06/2023 |
| Microvention Terumo | Alisa Viejo | CA | 09/2015 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-09-12 |
| S65 | Uniform Investment Adviser Law Examination | 2025-09-05 |
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