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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-15
GA RA APPROVED 2026-04-23
  • TX RA
    APPROVED
    Since 2026-05-15
  • GA RA
    APPROVED
    Since 2026-04-23

Branch Locations

2454 Jett Ferry Rd, Dunwoody, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foxconn Sk Commerce GA 06/2024 10/2025
Dll Financial Services Duluth GA 08/2023 03/2024
Hyundai Capital America Atlanta GA 03/2012 08/2023
Hyundai Capital America Atlanta GA 03/2012 08/2023
Lpl Enterprise Llc Atlanta GA 06/2025 02/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 03/2026 Present
Bank Of America, N.A. Atlanta GA 04/2026 Present
  • 06/2024 → 10/2025
    Foxconn Sk
    Commerce, GA
  • 08/2023 → 03/2024
    Dll Financial Services
    Duluth, GA
  • 03/2012 → 08/2023
    Hyundai Capital America
    Atlanta, GA
  • 03/2012 → 08/2023
    Hyundai Capital America
    Atlanta, GA
  • 06/2025 → 02/2026
    Atlanta, GA
  • 03/2026 → Present
    Atlanta, GA
  • 04/2026 → Present
    Bank Of America, N.A.
    Atlanta, GA
Previous Registrations
Other Businesses

I*: 4312267 Entity Type: For Profit Name of the other business- PK COFFEE ROASTER LLC Whether the business is investment-related- No Address of the other business- Atlanta, GA Title, or relationship with the other business--Officer, Owner Start date of your relationship--09/30/2024 Approximate number of hours/months you devote to the other business--2 HOURS WKLY Number of hours you devote to the other business during securities trading hours--0 Briefly describe your duties relating to the other business--To generate profit by selling roasted coffee via onlineManaging Operations, Roasting Coffee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-07
  • S66 Uniform Combined State Law Examination
    2025-11-07
Other Names
  • Sung P Kim
  • Sung Phil Kim

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