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Current Employers
Legion Private Wealth Management

1206 N. Dolarway Road Suite 116, Ellensburg, WA 98926 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-30
  • CA RA
    APPROVED
    Since 2025-09-30

Branch Locations

El Cajon, CA • United States

1206 N. Dolarway Road Suite 116, Ellensburg, WA 98926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legion Private Wealth Management Ellensburg WA 06/2025 Present
United States Navy Coronado CA 12/2020 Present
United States Navy Coronado CA 10/2018 12/2020
United States Navy Coronado CA 04/2016 09/2018
  • 06/2025 → Present
    Ellensburg, WA
  • 12/2020 → Present
    United States Navy
    Coronado, CA
  • 10/2018 → 12/2020
    United States Navy
    Coronado, CA
  • 04/2016 → 09/2018
    United States Navy
    Coronado, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-30
  • S65 Uniform Investment Adviser Law Examination
    2025-09-30

View on SEC IAPD

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