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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-22 |
| CA | RA | APPROVED | 2025-07-07 |
Branch Locations
5700 Wilshire Blvd Suite 120A, Los Angeles, CA 90036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hanmi Bank | Gardena | CA | 06/2013 | 05/2025 |
| Unemployed | Los Angeles | CA | 06/2025 | 07/2025 |
| Equitable Advisors, Llc | New York | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-01 |
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