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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-07-02 |
Branch Locations
505 Hwy 169 N Suite 1100, Plymouth, MN 55441 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Tavern Grill | Woodbury | MN | 03/2019 | 03/2022 |
| White Eagle Golf Club | Hudson | WI | 03/2022 | 05/2025 |
| The Cafe | Ames | IA | 03/2023 | 08/2023 |
| Compass Capital Management | Minneapolis | MN | 05/2024 | 08/2024 |
| First Property Management | Ames | IA | 08/2024 | 12/2024 |
| Kestra Investment Services, Llc | Plymouth | MN | 05/2025 | 03/2026 |
| Stillwater High School | Stillwater | MN | 08/2018 | 05/2022 |
| Iowa State University | Ames | IA | 08/2022 | 12/2025 |
| Kestra Investment Services, Llc | Plymouth | MN | 03/2026 | Present |
| Stillwater Middle School | Stillwater | MN | 03/2015 | 03/2019 |
| Kestra Advisory Services, Llc | Plymouth | MN | 07/2026 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/12/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: NFP POSITION: Client Service Associate NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/12/2026 ADDRESS: 505 Highway 169N Suite 1100, Plymouth MN 55441, United States DESCRIPTION: Assist advisors with providing financial planning and wealth management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-30 |
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