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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-07-02
  • MN RA
    APPROVED
    Since 2026-07-02

Branch Locations

505 Hwy 169 N Suite 1100, Plymouth, MN 55441 • United States

Rogers, MN • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Tavern Grill Woodbury MN 03/2019 03/2022
White Eagle Golf Club Hudson WI 03/2022 05/2025
The Cafe Ames IA 03/2023 08/2023
Compass Capital Management Minneapolis MN 05/2024 08/2024
First Property Management Ames IA 08/2024 12/2024
Kestra Investment Services, Llc Plymouth MN 05/2025 03/2026
Stillwater High School Stillwater MN 08/2018 05/2022
Iowa State University Ames IA 08/2022 12/2025
Kestra Investment Services, Llc Plymouth MN 03/2026 Present
Stillwater Middle School Stillwater MN 03/2015 03/2019
Kestra Advisory Services, Llc Plymouth MN 07/2026 Present
  • 03/2019 → 03/2022
    The Tavern Grill
    Woodbury, MN
  • 03/2022 → 05/2025
    White Eagle Golf Club
    Hudson, WI
  • 03/2023 → 08/2023
    The Cafe
    Ames, IA
  • 05/2024 → 08/2024
    Compass Capital Management
    Minneapolis, MN
  • 08/2024 → 12/2024
    First Property Management
    Ames, IA
  • 05/2025 → 03/2026
    Kestra Investment Services, Llc
    Plymouth, MN
  • 08/2018 → 05/2022
    Stillwater High School
    Stillwater, MN
  • 08/2022 → 12/2025
    Iowa State University
    Ames, IA
  • 03/2026 → Present
    Kestra Investment Services, Llc
    Plymouth, MN
  • 03/2015 → 03/2019
    Stillwater Middle School
    Stillwater, MN
  • 07/2026 → Present
    Plymouth, MN
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/12/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: NFP POSITION: Client Service Associate NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/12/2026 ADDRESS: 505 Highway 169N Suite 1100, Plymouth MN 55441, United States DESCRIPTION: Assist advisors with providing financial planning and wealth management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-30
  • S66 Uniform Combined State Law Examination
    2026-06-30
Other Names
  • Marissa Horwath
  • Marissa Marie Horwath

View on SEC IAPD

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