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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-29 |
| NC | RA | APPROVED | 2025-06-18 |
Branch Locations
3301 Benson Drive Suite 302, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Talbert Building Supply | Clemmons | NC | 08/2023 | Present |
| Catawba College | Salisbury | NC | 05/2022 | 08/2023 |
| Catawba College Athletics | Salisbury | NC | 01/2023 | 05/2023 |
| Salisbury Country Club | Salisbury | NC | 08/2022 | 12/2022 |
| Catawba College, Winston-Salem State, Jordan High School | Winston-Salem, Salisbury, Durham | NC | 01/2015 | 08/2022 |
| Cetera Wealth Services Llc | El Segundo | CA | 06/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2025 | Present |
| Riptide Baseball | Durham | NC | 08/2025 | Present |
1. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: TALBERT BUILDING SUPPLY INVESTMENT RELATED: NO ADDRESS: 3701 DILLION INDUSTRIAL DR CLEMMONS NC 27012 NATURE OF BUSINESS: CONSTRUCTION SALES START DATE: 08/2023 POSITION/TITLE/RELATIONSHIP: SALES COORDINATOR APX NUMBER OF HOURS PER WEEK: 46 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: SELLING BUILDING MATERIAL, NEW CLIENT ACQUISITION, QUOTING, COORDINATING DELIVERIES. 3. NAME OF OTHER BUSINESS: RIPTIDE BASEBALL; INVESTMENT RELATED: NO; ADDRESS: 359 BLACKWELL ST, DURHAM, NC 27701; NATURE OF BUSINESS: BASEBALL ORGANIZATION; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: COACH; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COACHING BASEBALL; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2025; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 5. NAME OF OTHER BUSINESS: VAM Partners; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/15/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-21 |
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