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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-29
NC RA APPROVED 2025-06-18
  • TX RA
    APPROVED
    Since 2026-05-29
  • NC RA
    APPROVED
    Since 2025-06-18

Branch Locations

3301 Benson Drive Suite 302, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Talbert Building Supply Clemmons NC 08/2023 Present
Catawba College Salisbury NC 05/2022 08/2023
Catawba College Athletics Salisbury NC 01/2023 05/2023
Salisbury Country Club Salisbury NC 08/2022 12/2022
Catawba College, Winston-Salem State, Jordan High School Winston-Salem, Salisbury, Durham NC 01/2015 08/2022
Cetera Wealth Services Llc El Segundo CA 06/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2025 Present
Riptide Baseball Durham NC 08/2025 Present
  • 08/2023 → Present
    Talbert Building Supply
    Clemmons, NC
  • 05/2022 → 08/2023
    Catawba College
    Salisbury, NC
  • 01/2023 → 05/2023
    Catawba College Athletics
    Salisbury, NC
  • 08/2022 → 12/2022
    Salisbury Country Club
    Salisbury, NC
  • 01/2015 → 08/2022
    Catawba College, Winston-Salem State, Jordan High School
    Winston-Salem, Salisbury, Durham, NC
  • 06/2025 → Present
    Cetera Wealth Services Llc
    El Segundo, CA
  • 06/2025 → Present
    Schaumburg, IL
  • 08/2025 → Present
    Riptide Baseball
    Durham, NC
Other Businesses

1. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: TALBERT BUILDING SUPPLY INVESTMENT RELATED: NO ADDRESS: 3701 DILLION INDUSTRIAL DR CLEMMONS NC 27012 NATURE OF BUSINESS: CONSTRUCTION SALES START DATE: 08/2023 POSITION/TITLE/RELATIONSHIP: SALES COORDINATOR APX NUMBER OF HOURS PER WEEK: 46 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: SELLING BUILDING MATERIAL, NEW CLIENT ACQUISITION, QUOTING, COORDINATING DELIVERIES. 3. NAME OF OTHER BUSINESS: RIPTIDE BASEBALL; INVESTMENT RELATED: NO; ADDRESS: 359 BLACKWELL ST, DURHAM, NC 27701; NATURE OF BUSINESS: BASEBALL ORGANIZATION; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: COACH; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COACHING BASEBALL; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2025; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 5. NAME OF OTHER BUSINESS: VAM Partners; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/15/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-21
  • S66 Uniform Combined State Law Examination
    2025-04-21

View on SEC IAPD

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