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200 East 7Th Street, Auburn, IN 46706 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dupont Pioneer/Dp Rogueing | Warsaw | IN | 06/2018 | 07/2021 |
| Southern Rock Restaurants | Warsaw | IN | 10/2020 | 07/2023 |
| Ball State University Institute | Muncie | IN | 08/2022 | 05/2025 |
| Lake City Bank | Warsaw | IN | 05/2024 | 08/2024 |
| Ball State University Housing And Residence | Muncie | IN | 08/2024 | 05/2025 |
| Cx Institutional | Auburn | IN | 05/2025 | Present |
| Edgewood Middle School | Warsaw | IN | 08/2015 | 06/2017 |
| Warsaw Community High School | Warsaw | IN | 08/2017 | 06/2021 |
| Ball State University | Muncie | IN | 08/2021 | 05/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-01 |
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