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Tiffanie Dawn King

Robert W. Baird & Co. Incorporated

Chicago, IL

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-10
  • IL RA
    APPROVED
    Since 2024-12-10

Branch Locations

227 West Monroe Street, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
William Blair & Company Chicago IL 07/2014 02/2021
Fidelity Investments Covington KY 02/2021 07/2023
Robert W. Baird & Co. Incorporated Chicago IL 11/2024 Present
Unemployed Chicago IL 07/2023 11/2024
  • 07/2014 → 02/2021
    William Blair & Company
    Chicago, IL
  • 02/2021 → 07/2023
    Fidelity Investments
    Covington, KY
  • 11/2024 → Present
    Robert W. Baird & Co. Incorporated
    Chicago, IL
  • 07/2023 → 11/2024
    Unemployed
    Chicago, IL
Previous Registrations
  • 2021-03-01 → 2023-07-19
    Fidelity Personal And Workplace Advisors
    Chicago, IL
  • 2014-07-30 → 2021-02-18
    William Blair
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Atlanta, GA
    Chicago, IL
  • 2009-06-01 → 2014-07-31
    Morgan Stanley
    Chicago, IL
    Chicago, IL
  • 2006-07-27 → 2009-06-01
    Citigroup Global Markets Inc.
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-11
S63 Uniform Securities Agent State Law Examination 2005-12-28
  • S65 Uniform Investment Adviser Law Examination
    2006-07-11
  • S63 Uniform Securities Agent State Law Examination
    2005-12-28
Designations
Other Names
  • Tiffanie King

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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