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Current Employers
Emerson Equity Llc

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-31
NH RA APPROVED 2026-02-05
CA RA APPROVED 2025-12-16
  • TX RA
    APPROVED
    Since 2026-07-31
  • NH RA
    APPROVED
    Since 2026-02-05
  • CA RA
    APPROVED
    Since 2025-12-16

Branch Locations

9940 Research Drive Suite 200, Irvine, CA 92618 • United States

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Mckinney, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moloney Securities Asset Management Llc Manchester MO 06/2025 12/2025
Policy Engineer Insurance Solutions Llc Seal Beach CA 12/2022 Present
Thermal Id Technologies Inc Brea CA 08/2020 10/2022
Resolution Crossfit Llc Yorba Linda CA 07/2017 08/2020
Anaheim Crossfit West Anaheim CA 11/2014 11/2017
Emerson Equity Llc San Mateo CA 12/2025 Present
Policy Engineer Insurance Solutions Llc Seal Beach CA 12/2022 Present
Tragic Kingdom Fitness Group Llcdba Crossfit Anaheim Anaheim CA 04/2023 Present
  • 06/2025 → 12/2025
    Moloney Securities Asset Management Llc
    Manchester, MO
  • 12/2022 → Present
    Policy Engineer Insurance Solutions Llc
    Seal Beach, CA
  • 08/2020 → 10/2022
    Thermal Id Technologies Inc
    Brea, CA
  • 07/2017 → 08/2020
    Resolution Crossfit Llc
    Yorba Linda, CA
  • 11/2014 → 11/2017
    Anaheim Crossfit West
    Anaheim, CA
  • 12/2025 → Present
    San Mateo, CA
  • 12/2022 → Present
    Policy Engineer Insurance Solutions Llc
    Seal Beach, CA
  • 04/2023 → Present
    Tragic Kingdom Fitness Group Llcdba Crossfit Anaheim
    Anaheim, CA
Previous Registrations
  • 2025-06-26 → 2025-12-12
    Moloney Securities Asset Management Llc
    Manchester, MO
    Yorba Linda, CA
Other Businesses

1) POLICY ENGINEER INSURANCE SOLUTIONS, LLC-INVESTMENT RELATED, 1077 E PACIFIC COAST HIGHWAY, SEAL BEACH, CA 90740, FIXED INSURANCE SALES-HEALTH INSURANCE, LONG TERM-CARE, LIFE INSURANCE, FIXED & FIXED INDEXED ANNUITIES, AND ALL OTHER NON-SECURITIES POLICIES SOLD UNER A LIFE AND HEALTH INS. LICENSE., LICENSED SALES AGENT, PROSPECTING, CRM MANAGEMENT, MEETING WITH PROSPECTS AND RECOMMENDING FIXED INSURANCE PRODUCTS, APPLICATION COMPLETION, ONGOING SERVICING., 60-100 HRS MONTHLY, 60 HOURS PER MONTH DURING SECURITIES TRADING HOURS, 12/2022 2) DBA-ASSET ENGINEER INVESTMENT SOLUTIONS-INVESTMENT RELATED, 1077 E PACIFIC COAST HIGHWAY, SEAL BEACH, CA 90470, MARKETING VEHICLE THROUGH WHICH SECURITIES AND INVESTMENT ADVISORY BUSINESS IS DONE THROUGH EMERSON EQUITY LLC., FINANCIAL CONSULTANT, PROSPECTING, CRM MANAGEMENT, INVESTMENT MEETINGS AND ADVISORY, APPLICATIONS, ONGOING SERVICING, AND OTHER SALE/ADMIN. TASKS RELATED TO PROFESSIONAL SECURITIES., 100 HRS MONTHLY, 100 HRS MONTHLY DURING SECURITIES TRADING HOURS, 10/2025. 3) TRAGIC KINGDOM FITNESS GROUP LLC-DBA CROSSFIT ANAHEIM-NOT INVESTMENT RELATED, 1985 S SANTA CRUZ, ANAHEIM, CA 92805, GROUP TRAINING FITNESS FACILITY, CO-OWNER, I AM RESPONSIBLE FOR THE FINANCIALS, AND THE LOGISTICS SYSTEM OF THE GYM., 20-25 HRS A MONTH, 0 HOURS DURING SECURITIES TRADING HOURS, 04/2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-20
  • S65 Uniform Investment Adviser Law Examination
    2025-02-20

View on SEC IAPD

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