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155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-31 |
| NH | RA | APPROVED | 2026-02-05 |
| CA | RA | APPROVED | 2025-12-16 |
Branch Locations
9940 Research Drive Suite 200, Irvine, CA 92618 • United States
155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States
Mckinney, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moloney Securities Asset Management Llc | Manchester | MO | 06/2025 | 12/2025 |
| Policy Engineer Insurance Solutions Llc | Seal Beach | CA | 12/2022 | Present |
| Thermal Id Technologies Inc | Brea | CA | 08/2020 | 10/2022 |
| Resolution Crossfit Llc | Yorba Linda | CA | 07/2017 | 08/2020 |
| Anaheim Crossfit West | Anaheim | CA | 11/2014 | 11/2017 |
| Emerson Equity Llc | San Mateo | CA | 12/2025 | Present |
| Policy Engineer Insurance Solutions Llc | Seal Beach | CA | 12/2022 | Present |
| Tragic Kingdom Fitness Group Llcdba Crossfit Anaheim | Anaheim | CA | 04/2023 | Present |
1) POLICY ENGINEER INSURANCE SOLUTIONS, LLC-INVESTMENT RELATED, 1077 E PACIFIC COAST HIGHWAY, SEAL BEACH, CA 90740, FIXED INSURANCE SALES-HEALTH INSURANCE, LONG TERM-CARE, LIFE INSURANCE, FIXED & FIXED INDEXED ANNUITIES, AND ALL OTHER NON-SECURITIES POLICIES SOLD UNER A LIFE AND HEALTH INS. LICENSE., LICENSED SALES AGENT, PROSPECTING, CRM MANAGEMENT, MEETING WITH PROSPECTS AND RECOMMENDING FIXED INSURANCE PRODUCTS, APPLICATION COMPLETION, ONGOING SERVICING., 60-100 HRS MONTHLY, 60 HOURS PER MONTH DURING SECURITIES TRADING HOURS, 12/2022 2) DBA-ASSET ENGINEER INVESTMENT SOLUTIONS-INVESTMENT RELATED, 1077 E PACIFIC COAST HIGHWAY, SEAL BEACH, CA 90470, MARKETING VEHICLE THROUGH WHICH SECURITIES AND INVESTMENT ADVISORY BUSINESS IS DONE THROUGH EMERSON EQUITY LLC., FINANCIAL CONSULTANT, PROSPECTING, CRM MANAGEMENT, INVESTMENT MEETINGS AND ADVISORY, APPLICATIONS, ONGOING SERVICING, AND OTHER SALE/ADMIN. TASKS RELATED TO PROFESSIONAL SECURITIES., 100 HRS MONTHLY, 100 HRS MONTHLY DURING SECURITIES TRADING HOURS, 10/2025. 3) TRAGIC KINGDOM FITNESS GROUP LLC-DBA CROSSFIT ANAHEIM-NOT INVESTMENT RELATED, 1985 S SANTA CRUZ, ANAHEIM, CA 92805, GROUP TRAINING FITNESS FACILITY, CO-OWNER, I AM RESPONSIBLE FOR THE FINANCIALS, AND THE LOGISTICS SYSTEM OF THE GYM., 20-25 HRS A MONTH, 0 HOURS DURING SECURITIES TRADING HOURS, 04/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-20 |
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