James Wilburn Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Claim This Profile

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-05
MS	RA	APPROVED	2025-07-28

TX RA
APPROVED

Since 2025-08-05
MS RA
APPROVED

Since 2025-07-28

Branch Locations

401 N Tryon St Ci Client Management, Charlotte, NC 28255 • United States

1022 Highland Colony Pkwy, Ridgeland, MS 39157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Ridgeland	MS	05/2025	Present
Kpmg Llp	New York	NY	01/2025	03/2025
Horne Llp	Ridgeland	MS	05/2023	07/2023
University Of Mississippi	University	MS	08/2021	12/2024
Jackson Academy	Jackson	MS	08/2006	05/2021
Cathead Distillery	Jackson	MS	05/2021	08/2021
Bank Of America, N.A.	Ridgeland	MS	07/2025	Present

05/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ridgeland, MS
01/2025 → 03/2025

Kpmg Llp

New York, NY
05/2023 → 07/2023

Horne Llp

Ridgeland, MS
08/2021 → 12/2024

University Of Mississippi

University, MS
08/2006 → 05/2021

Jackson Academy

Jackson, MS
05/2021 → 08/2021

Cathead Distillery

Jackson, MS
07/2025 → Present

Bank Of America, N.A.

Ridgeland, MS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-28

S66 Uniform Combined State Law Examination

2025-07-28

Other Names

James W Smith
J W S

View on SEC IAPD

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor