Joseph A Ferguson

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-06
PA	RA	APPROVED	2025-12-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Florida Financial Advisors Dba Tristate Financial Advisors	Vienna	VA	05/2025	07/2025
Virginia Polytechnic Institute And State University	Blacksburg	VA	08/2021	05/2025
Broad Run High School	Ashburn	VA	08/2017	06/2021
Farmwell Station Middle School	Ashburn	VA	08/2014	06/2017
Virginia Tech Dining Services	Blacksburg	VA	03/2025	05/2025
Aldi Usa	Frederick	MD	06/2024	08/2024
Alku	Herndon	VA	06/2023	12/2023
Lids	Fair Oaks	VA	11/2022	01/2023
Lids	Tyson's Corner	VA	07/2021	12/2021
Bell Nursery	Ashburn	VA	05/2022	06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Monroeville	PA	10/2025	Present
Auntie Anne's	Sterling	VA	08/2020	08/2020
Harris Teeter	Leesburg	VA	08/2025	10/2025
Bank Of America, N.A.	Monroeville	PA	11/2025	Present

05/2025 → 07/2025

Florida Financial Advisors Dba Tristate Financial Advisors

Vienna, VA
08/2021 → 05/2025

Virginia Polytechnic Institute And State University

Blacksburg, VA
08/2017 → 06/2021

Broad Run High School

Ashburn, VA
08/2014 → 06/2017

Farmwell Station Middle School

Ashburn, VA
03/2025 → 05/2025

Virginia Tech Dining Services

Blacksburg, VA
06/2024 → 08/2024

Aldi Usa

Frederick, MD
06/2023 → 12/2023

Alku

Herndon, VA
11/2022 → 01/2023

Lids

Fair Oaks, VA
07/2021 → 12/2021

Lids

Tyson's Corner, VA
05/2022 → 06/2022

Bell Nursery

Ashburn, VA
10/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Monroeville, PA
08/2020 → 08/2020

Auntie Anne's

Sterling, VA
08/2025 → 10/2025

Harris Teeter

Leesburg, VA
11/2025 → Present

Bank Of America, N.A.

Monroeville, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-30
S65	Uniform Investment Adviser Law Examination	2025-02-15