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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-05
IL RA APPROVED 2025-10-28
  • TX RA
    APPROVED
    Since 2026-01-05
  • IL RA
    APPROVED
    Since 2025-10-28

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zacks Investment Management Chicago IL 09/2024 09/2025
Ema Restaurant Glenview IL 07/2024 08/2024
Unemployed Glenview IL 05/2024 06/2024
Miami University (Oh) Oxford OH 08/2020 05/2024
Datafye, Llc Glenview IL 05/2023 03/2024
Corner Bar And Grill Oxford OH 08/2021 06/2024
Underwriters Laboratories Solutions Northbook IL 05/2023 08/2023
Magnetar Capital Evanston IL 06/2022 07/2022
Springfield Middle School/Glenbrook South High School Glenview IL 01/2015 06/2020
Unemployed Glenview IL 07/2020 07/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 09/2025 Present
Lettuce Entertain You Glenview IL 08/2024 10/2024
Fedex Wheeling IL 06/2021 08/2021
Bank Of America, N.A. Chicago IL 11/2025 Present
  • 09/2024 → 09/2025
    Zacks Investment Management
    Chicago, IL
  • 07/2024 → 08/2024
    Ema Restaurant
    Glenview, IL
  • 05/2024 → 06/2024
    Unemployed
    Glenview, IL
  • 08/2020 → 05/2024
    Miami University (Oh)
    Oxford, OH
  • 05/2023 → 03/2024
    Datafye, Llc
    Glenview, IL
  • 08/2021 → 06/2024
    Corner Bar And Grill
    Oxford, OH
  • 05/2023 → 08/2023
    Underwriters Laboratories Solutions
    Northbook, IL
  • 06/2022 → 07/2022
    Magnetar Capital
    Evanston, IL
  • 01/2015 → 06/2020
    Springfield Middle School/Glenbrook South High School
    Glenview, IL
  • 07/2020 → 07/2020
    Unemployed
    Glenview, IL
  • 09/2025 → Present
    Chicago, IL
  • 08/2024 → 10/2024
    Lettuce Entertain You
    Glenview, IL
  • 06/2021 → 08/2021
    Fedex
    Wheeling, IL
  • 11/2025 → Present
    Bank Of America, N.A.
    Chicago, IL
Previous Registrations
Other Businesses

I*: 2947296 Entity Type: Charitable Name: Delta Upsilon Miami University Trustee Board Investment-related: No Address: Oxford, Ohio 45056 Title, or relationship with the other business Board Member Start date of your relationship: 09/27/2025 Approximate number of hours/month you devote to the other business: 1 hr wkly Number of hours you devote to the other business during securities trading hours: 0 Duties: I'm a part of the alumni board of the fraternity. I partially help make sure the fraternity grows and can continue operation.Might look over a finance budget to make sure the fraternity is not over spending and can fulfill current obligations. Besides that I have no other duties this work is completely voluntary as well.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-06-30
S65 Uniform Investment Adviser Law Examination 2025-05-08
  • S63 Uniform Securities Agent State Law Examination
    2025-06-30
  • S65 Uniform Investment Adviser Law Examination
    2025-05-08
Other Names
  • Jake Lucas Michael Solesky

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