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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-05 |
| IL | RA | APPROVED | 2025-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zacks Investment Management | Chicago | IL | 09/2024 | 09/2025 |
| Ema Restaurant | Glenview | IL | 07/2024 | 08/2024 |
| Unemployed | Glenview | IL | 05/2024 | 06/2024 |
| Miami University (Oh) | Oxford | OH | 08/2020 | 05/2024 |
| Datafye, Llc | Glenview | IL | 05/2023 | 03/2024 |
| Corner Bar And Grill | Oxford | OH | 08/2021 | 06/2024 |
| Underwriters Laboratories Solutions | Northbook | IL | 05/2023 | 08/2023 |
| Magnetar Capital | Evanston | IL | 06/2022 | 07/2022 |
| Springfield Middle School/Glenbrook South High School | Glenview | IL | 01/2015 | 06/2020 |
| Unemployed | Glenview | IL | 07/2020 | 07/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 09/2025 | Present |
| Lettuce Entertain You | Glenview | IL | 08/2024 | 10/2024 |
| Fedex | Wheeling | IL | 06/2021 | 08/2021 |
| Bank Of America, N.A. | Chicago | IL | 11/2025 | Present |
I*: 2947296 Entity Type: Charitable Name: Delta Upsilon Miami University Trustee Board Investment-related: No Address: Oxford, Ohio 45056 Title, or relationship with the other business Board Member Start date of your relationship: 09/27/2025 Approximate number of hours/month you devote to the other business: 1 hr wkly Number of hours you devote to the other business during securities trading hours: 0 Duties: I'm a part of the alumni board of the fraternity. I partially help make sure the fraternity grows and can continue operation.Might look over a finance budget to make sure the fraternity is not over spending and can fulfill current obligations. Besides that I have no other duties this work is completely voluntary as well.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-06-30 |
| S65 | Uniform Investment Adviser Law Examination | 2025-05-08 |
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