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Ontario, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| International Tran Corp | Boynton Beach | FL | 11/2011 | 05/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2025 | 02/2026 |
| Northwestern Mutual Investment Services Llc | Huntingtn Bch | CA | 06/2025 | 02/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2025 | 02/2026 |
| Lone Wolf, Inc. | Westminster | CA | 02/2026 | Present |
TRAN HOLDINGS, LLC, 1001 S. MAIN ST, STE 49, KALISPELL, , MONTANA, 59901, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 10/23/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2025-08-18 |
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