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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-25
PA RA APPROVED 2005-07-13
  • TX RA
    APPROVED_RES
    Since 2017-08-25
  • PA RA
    APPROVED
    Since 2005-07-13

Branch Locations

1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States

Villanova, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2005 06/2020
Karr Barth Financial Planning, Inc. Bala Cynwyd PA 05/2009 10/2020
Equitable Advisors, Llc New York NY 06/2005 Present
Pst Advisors, Llc Bala Cynwyd PA 04/2016 Present
  • 06/2005 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2009 → 10/2020
    Karr Barth Financial Planning, Inc.
    Bala Cynwyd, PA
  • 06/2005 → Present
    New York, NY
  • 04/2016 → Present
    Pst Advisors, Llc
    Bala Cynwyd, PA
Previous Registrations
  • 2009-05-08 → 2020-10-30
    Karr Barth Financial Planning, Inc.
    Bala Cynwyd, PA
    Bala Cynwyd, PA
Other Businesses

1) DBA - RUBINGOLDMAN and ASSOCIATES | Franklin Group Financial Services 2) RIA - PST ADVISORS, LLC, 1 BELMONT AVE., BALA CYNWYD, PA 19004

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-09
  • S66 Uniform Combined State Law Examination
    2005-07-09

View on SEC IAPD

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