Nicholas Scott Smith

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-07-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
First Tech Federal Credit Union	Redmond	WA	04/2023	Present
Salal Credit Union	Tukwila	WA	08/2021	04/2023
Capital One	Seattle	WA	11/2017	08/2021
Unemployed	Covington	WA	09/2017	10/2017
Alta Pest Control	San Jose	CA	05/2017	08/2017
Washington State University	Pullman	WA	08/2015	05/2017
Raymond James Financial Services Inc.	Bellevue	WA	05/2025	Present
Addison Avenue Investment Services	Bellevue	WA	05/2025	Present
Raymond James Financial Services Advisors, Inc.	Bellevue	WA	07/2025	Present

04/2023 → Present

First Tech Federal Credit Union

Redmond, WA
08/2021 → 04/2023

Salal Credit Union

Tukwila, WA
11/2017 → 08/2021

Capital One

Seattle, WA
09/2017 → 10/2017

Unemployed

Covington, WA
05/2017 → 08/2017

Alta Pest Control

San Jose, CA
08/2015 → 05/2017

Washington State University

Pullman, WA
05/2025 → Present

Raymond James Financial Services Inc.

Bellevue, WA
05/2025 → Present

Addison Avenue Investment Services

Bellevue, WA
07/2025 → Present

Raymond James Financial Services Advisors, Inc.

Bellevue, WA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-09

Other Firms