Alex Joseph Mathews

Current Employers

Sanctuary Financial Planning, Llc

Charlotte, NC • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2025-07-18
CA	RA	APPROVED	2025-05-19
NC	RA	APPROVED	2025-05-19
TX	RA	APPROVED	2025-05-19

VA RA
APPROVED

Since 2025-07-18
CA RA
APPROVED

Since 2025-05-19
NC RA
APPROVED

Since 2025-05-19
TX RA
APPROVED

Since 2025-05-19

Branch Locations

Chesapeake, VA • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sanctuary Financial Planning, Llc	Charlotte	NC	05/2025	Present
United States Navy	Norfolk	VA	05/2018	05/2025
La Crosse Lumber Company	Columbia	MO	09/2014	05/2018
United States Naval Reserve	Virginia Beach	VA	05/2025	Present

05/2025 → Present

Sanctuary Financial Planning, Llc

Charlotte, NC
05/2018 → 05/2025

United States Navy

Norfolk, VA
09/2014 → 05/2018

La Crosse Lumber Company

Columbia, MO
05/2025 → Present

United States Naval Reserve

Virginia Beach, VA

Other Businesses

Name: United States Naval Reserve. Investment-related: No. Address: 1 Navy Drive, Virginia Beach, VA 23459. Nature: Military service. Position: O-3 Lieutenant. Start date: 5/2025. Approximate hours/month: 16. Approximate hours during securities trading hours: 0. Duties: Perform assigned military responsibilities, including monthly drill weekends and annual training.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-02-22

S65 Uniform Investment Adviser Law Examination

2025-02-22