Julianne Marie Ness

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-09-08
IL	RA	APPROVED	2020-12-21

TX RA
APPROVED_RES

Since 2023-09-08
IL RA
APPROVED

Since 2020-12-21

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Saint Charles, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Deutsche Am Distributors, Inc.	Chicago	IL	05/2012	10/2020
Fisher Investments	Camas	WA	12/2020	Present

05/2012 → 10/2020

Deutsche Am Distributors, Inc.

Chicago, IL
12/2020 → Present

Fisher Investments

Camas, WA

Previous Registrations

2009-01-20 → 2012-05-31

Lpl Financial Llc

St. Charles, IL

Other Businesses

| Name of the other business: WOODS OF FOX GLEN HOA | Investment-related? NO | Address of the other business: N/A | Nature of the other business: HOA FOR APPROX. 94 HOMES | Position, title, or relationship with the other business: SECRETARY | Start date of your relationship: 12/01/2020 | Approximate number of hours/month you devote to the other business: 1-5 | Number of hours you devote to the other business during securities trading hours: 0 | Duties relating to the other business: TAKE NOTES OF BOARD MEETINGS TO SHARE WITH MEMBERS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-12-07
S66	Uniform Combined State Law Examination	2009-01-16

S65 Uniform Investment Adviser Law Examination

2020-12-07
S66 Uniform Combined State Law Examination

2009-01-16

Other Names

Julianne Marie Daly

View on SEC IAPD