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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-28
LA RA APPROVED 2025-07-15
  • TX RA
    APPROVED
    Since 2025-10-28
  • LA RA
    APPROVED
    Since 2025-07-15

Branch Locations

Shreveport, LA • United States

3000 Fairfield Ave, Shreveport, LA 71104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Shreveport LA 05/2025 Present
Community Bank Of Louisiana Shreveport LA 07/2012 Present
Other Businesses

Board of Directors; Building our Regions Future; Board Member; 2031 Kings HWY, , Shreveport, LA, 71103; Not Investment-Related; 01/02/2023; 1 to 9 hours per month; 0 during trading hours / North Louisiana Economic Partnership; Board Member; 333 Texas St, , Shreveport, LA, 71101; Not Investment-Related; 02/02/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Community Bank of Louisiana; Employee; Work for Community Bank of Louisiana. I manage the bank's investment portfolio and interest rate risk.; 3000 Fairfield Avenue, , Shreveport, LA, 71104; Investment-Related; 07/08/2012; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-15
  • S66 Uniform Combined State Law Examination
    2025-07-15

View on SEC IAPD

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