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Michael Alexander Goldberg

LPl Financial LLC

Westlake Village, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-06
  • CA RA
    APPROVED
    Since 2025-10-06

Branch Locations

2535 Townsgate Rd Suite 306, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vault Pro Scooters Inglewood CA 08/2015 05/2025
Townsgate Wealth Management Westlake Village CA 05/2025 Present
Lpl Financial Llc Westlake Village CA 06/2025 Present
  • 08/2015 → 05/2025
    The Vault Pro Scooters
    Inglewood, CA
  • 05/2025 → Present
    Townsgate Wealth Management
    Westlake Village, CA
  • 06/2025 → Present
    Westlake Village, CA
Other Businesses

1- 05/2025 / Townsgate Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-06
  • S66 Uniform Combined State Law Examination
    2025-10-06

View on SEC IAPD

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