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200 East 7Th Street, Auburn, IN 46706 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-06-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Auburn | Auburn | IN | 07/2018 | 12/2020 |
| County Of Dekalb | Auburn | IN | 08/2016 | 12/2022 |
| Unemployed | Auburn | IN | 12/2022 | 08/2023 |
| Cx Institutional | Auburn | IN | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-13 |
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