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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-23
  • CA RA
    APPROVED
    Since 2025-09-23

Branch Locations

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Republic National Distributing Company Tustin CA 09/2020 03/2025
American Honda Motor Company Torrance CA 10/2008 09/2020
Unemployed Lake Forest CA 03/2025 05/2025
Lpl Enterprise Llc Irvine CA 05/2025 Present
  • 09/2020 → 03/2025
    Republic National Distributing Company
    Tustin, CA
  • 10/2008 → 09/2020
    American Honda Motor Company
    Torrance, CA
  • 03/2025 → 05/2025
    Unemployed
    Lake Forest, CA
  • 05/2025 → Present
    Irvine, CA
Other Businesses

1) 05/02/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 05/02/2025-160hrs/mth-160hrs/mth during trading 2) 05/02/2025-Daniel Cassiere-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At Lake Forest, CA-Start date 05/02/2025-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-22
  • S66 Uniform Combined State Law Examination
    2025-09-22

View on SEC IAPD

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