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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-21
  • FL RA
    APPROVED
    Since 2024-03-21

Branch Locations

3600 Nw 43Rd St Ste G-2, Gainsville, FL 32606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2015 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2024 Present
Previous Registrations
  • 2012-06-26 → 2015-01-06
    Next Financial Group, Inc.
    Houston, TX
    Gainsville, FL
  • 2011-06-10 → 2012-06-21
    Brokersxpress Llc
    Gainesville, FL
    Boca Raton, FL
    Gainesville, FL
  • 2009-01-16 → 2011-02-17
    Cetera Advisors Llc
    Bainbridge, GA
    Gainesville, FL
  • 2008-08-27 → 2009-01-06
    St Louis, MO
    Newberry, FL
    Newberry, FL
    St Louis, MO
Other Businesses

1.HERITAGE WEALTH MANAGEMENT, LLC, FIXED INSURANCE WITH VARIOUS COMPANIES, INVEST REL, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START 12/19/14, VARIOUS HRS DURING TRADING, INSURANCE AGENT, SELLS LIFE, HEATH, DISABILITY, ANNUITIES AND LONG TERM CARE. 2.BATOIRAI WIDOWS & ORPHANS, INC., NOT INVEST REL, PO BOX 140151, GAINESVILLE, FL, 32614, NON-PROFIT, START 01/01/13, 1HR/WK NOT DURING TRADING HRS, PRESIDENT. 3.GLOBAL REACH, NOT INVEST REL, SAME AS RESIDENTIAL ADDRESS, NON-PROFIT, START 01/01/13, .5HR/WK NOT DURING TRADING HRS, FOUNDER. 4.UNIQUE DESTINATIONS, NOT INVEST REL, SAME AS RESIDENTIAL ADDRESS, TRAVEL AGENCY, START 01/01/11, 1HR/WK NOT DURING TRADING HRS, TRAVEL AGENT. 5. NAME OF OTHER BUSINESS: HERITAGE TAX SERVICES ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX PREPARATION SERVICES ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: TAX PREPARER ; APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10 ; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION SERVICES TO W2 AND SELF-EMPLOYED INDIVIDUALS ; 6. NAME OF OTHER BUSINESS: HERITAGE ABODE, LLC; INVESTMENT RELATED: NO; ADDRESS: 3600 NW 43RD STREET SUITE G2 GINSVILLE FL 32606; NATURE OF BUSINESS: REAL ESTATE; START DATE: 3/3031; POSITION/TITLE/RELATIONSHIP: OWNER/MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PURCHASE RENTAL PROPERTY FOR INCOME; 7. NAME OF OTHER BUSINESS: ACTIVATE CHURCH; INVESTMENT RELATED: NO; ADDRESS: 1001 SE 11TH ST, GAINESVILLE, FL 32641; NATURE OF BUSINESS: CHURCH; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: PASTOR; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: SPIRITUAL LEADER OF THE CHRISTIAN FAITH - PREACHING SERMONS, ORGANIZING CHARITABLE ACTIVITIES & CHURCH EVENTS, MEETING WITH MEMBER OF CONGREGATION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-01
S63 Uniform Securities Agent State Law Examination 2006-05-25
  • S66 Uniform Combined State Law Examination
    2008-08-01
  • S63 Uniform Securities Agent State Law Examination
    2006-05-25
Other Names
  • Sophie Marsha Lancaster
  • Sophie Marsha Lancaster
  • Sophie Marsha Tsikirayi
  • Sophie Marsha Lancaster

View on SEC IAPD

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