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Wesley Winslow Wickens

Neuberger Berman Bd LLC

Chicago, IL

Chicago, IL

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-06
  • IL RA
    APPROVED
    Since 2025-11-06

Branch Locations

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Chicago IL 05/2025 Present
Aviva Investors Chicago IL 07/2023 10/2024
Cummins Inc Indianapolis IN 05/2022 08/2022
Unemployed Chicago IL 11/2024 05/2025
Chelsea Aquatic Club Chelsea MI 08/2016 05/2019
Chelsea High School Chelsea MI 09/2015 06/2019
Indiana University - Kelley School Of Business Indianapolis IN 09/2019 06/2023
  • 05/2025 → Present
    Neuberger Berman
    Chicago, IL
  • 07/2023 → 10/2024
    Aviva Investors
    Chicago, IL
  • 05/2022 → 08/2022
    Cummins Inc
    Indianapolis, IN
  • 11/2024 → 05/2025
    Unemployed
    Chicago, IL
  • 08/2016 → 05/2019
    Chelsea Aquatic Club
    Chelsea, MI
  • 09/2015 → 06/2019
    Chelsea High School
    Chelsea, MI
  • 09/2019 → 06/2023
    Indiana University - Kelley School Of Business
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-06
  • S66 Uniform Combined State Law Examination
    2025-11-06
Other Names
  • Wes Wickens

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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