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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-08
CA RA APPROVED 2026-02-20
  • TX RA
    APPROVED
    Since 2026-04-08
  • CA RA
    APPROVED
    Since 2026-02-20

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 05/2025 Present
Mercer Irvine CA 07/2022 05/2025
Mercer Irvine CA 06/2021 09/2021
Murow Development Consultants Irvine CA 06/2020 09/2020
Murow Development Consultants Irvine CA 06/2019 09/2019
Seattle Boat Company Seattle WA 06/2017 08/2018
California Polytechnic State University San Luis Obispo CA 09/2018 06/2022
Bellevue High School Bellevue WA 09/2014 06/2018
  • 05/2025 → Present
    Newport Beach, CA
  • 07/2022 → 05/2025
    Mercer
    Irvine, CA
  • 06/2021 → 09/2021
    Mercer
    Irvine, CA
  • 06/2020 → 09/2020
    Murow Development Consultants
    Irvine, CA
  • 06/2019 → 09/2019
    Murow Development Consultants
    Irvine, CA
  • 06/2017 → 08/2018
    Seattle Boat Company
    Seattle, WA
  • 09/2018 → 06/2022
    California Polytechnic State University
    San Luis Obispo, CA
  • 09/2014 → 06/2018
    Bellevue High School
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-20
  • S66 Uniform Combined State Law Examination
    2026-02-20

View on SEC IAPD

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