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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-29
  • NC RA
    APPROVED
    Since 2025-09-29

Branch Locations

Mooresville, NC • United States

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 07/2025 Present
Tiaa Charlotte NC 07/2025 Present
Lake Effects Boat Rentals Mooresville NC 03/2020 08/2022
Universal Cheerleaders Association/Varsity Spirit Winston Salem NC 05/2023 06/2024
Red Rocks Cafe Birkdale Huntersville NC 06/2022 06/2026
Unemployed Mooresville NC 07/2003 02/2020
  • 07/2025 → Present
    Charlotte, NC
  • 07/2025 → Present
    Tiaa
    Charlotte, NC
  • 03/2020 → 08/2022
    Lake Effects Boat Rentals
    Mooresville, NC
  • 05/2023 → 06/2024
    Universal Cheerleaders Association/Varsity Spirit
    Winston Salem, NC
  • 06/2022 → 06/2026
    Red Rocks Cafe Birkdale
    Huntersville, NC
  • 07/2003 → 02/2020
    Unemployed
    Mooresville, NC
Other Businesses

RONALD MCDONALD HOUSE CHARITIES POSITION: Community Ambassador NATURE: RMHC is a non-profit organization that provides families with a place to stay free of charge when they are traveling with a child (age 18 or under) receiving treatment in a local hospital. RMHC also provides meals, laundry, transportation, and activities for families who are staying in the house for the duration of their stay. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2025 ADDRESS: 1613 E Morehead St, Charlotte NC 28207, United States DESCRIPTION: I will be a member of a volunteer only group serving as a representative for RMHC and their mission. I will attend events in the community such as elementary and middle school appearances, sports events, and tabling events to tell people about the mission of RMHC and how they can help. I may be asked to share links to show people where to donate if they would like.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-29
  • S66 Uniform Combined State Law Examination
    2025-09-29
Other Names
  • Arden L Pegelow

View on SEC IAPD

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