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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-10-09 |
Branch Locations
Phipps Tower-3438 Peachtree Rd Ne Suite 950, Atlanta, GA 30326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Atlanta | GA | 06/2009 | 10/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2019 |
| Oppenheimer & Co. Inc | Atlanta | GA | 10/2019 | Present |
1-NAME OF OTHER BUSINESS: SNUG HOLDING CO, LLC, INVESTMENTS RELATED: NO, ADDRESS: MY PERSONAL RESIDENCE, NATURE: DBA YOGALE, POSITION: ITS MANAGER, START DATE: JUNE 2021, NUMBER OF HRS/MONTH: 5 (DURING TRADING HOURS): 1 DUTIES: OWNER 2-CFP INSTRUCTOR AT UGA. ADDRESS: 3475 LENOX ROAD, STE.300, ATLANTA, GA 30326. 3 HRS EVERY OTHER TUESDAY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-27 |
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