Duong Truong Tran

Current Employers

American Century Investments Private Client Group, Inc.

4400 Main Street, Kansas City, MO 64111-7709 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-11-09
TX	RA	APPROVED_RES	2017-11-09

CA RA
APPROVED

Since 2017-11-09
TX RA
APPROVED_RES

Since 2017-11-09

Branch Locations

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Century Investment Services, Inc.	Kansas City	MO	09/2010	Present

09/2010 → Present

American Century Investment Services, Inc.

Kansas City, MO

Previous Registrations

2011-03-14 → 2012-12-31

American Century Advisory Services, Inc.

Mountain View, CA
2006-08-07 → 2008-12-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA
2005-09-26 → 2006-06-06

Morgan Stanley Dw Inc.

Salinas, CA

Salinas, CA

Other Businesses

Duo Tran; Not investment-related; San Jose, CA, Trading Cards/ Collectibles; Owner; Owner; 9/19/2026; 16 hours per month; 0 hours during securities trading hours; I will be selling Pokemon/ collectibles cards at local cards shows.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-23

S66 Uniform Combined State Law Examination

2005-09-23

Designations

Other Names

Duong Tran
Duo T Tran

View on SEC IAPD