Richard Francis Williams

Current Employers

Thompson Siegel & Walmsley Llc

6641 West Broad Street Suite 600, Richmond, VA 23230 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-06-12
VA	RA	APPROVED	2025-06-12

NY RA
APPROVED

Since 2025-06-12
VA RA
APPROVED

Since 2025-06-12

Branch Locations

776 6Th Avenue, New York, NY 10001 • United States

6641 West Broad Street Suite 600, Richmond, VA 23230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thompson, Siegel & Walmsley Llc	New York	NY	01/2022	Present
Factset	Norwalk	CT	06/2018	08/2018
Factset	New York City	NY	06/2019	01/2022
Seavest Investment Group	White Plains	NY	05/2017	08/2017
Unemployed	Providence	RI	08/2015	05/2019
Funds Distributor, Llc	New York	NY	06/2025	Present

01/2022 → Present

Thompson, Siegel & Walmsley Llc

New York, NY
06/2018 → 08/2018

Factset

Norwalk, CT
06/2019 → 01/2022

Factset

New York City, NY
05/2017 → 08/2017

Seavest Investment Group

White Plains, NY
08/2015 → 05/2019

Unemployed

Providence, RI
06/2025 → Present

Funds Distributor, Llc

New York, NY

Other Businesses

1). Thompson, Siegel & Walmsley LLC; Investment Related; Investment Sales; New York, NY; Start: 1/1/2022; Director of Consultant Relations; Initiate and cultivate new investment consultant relationships; 160 Hours Per Month and 160 During Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-09-30
S65	Uniform Investment Adviser Law Examination	2025-06-12

S63 Uniform Securities Agent State Law Examination

2025-09-30
S65 Uniform Investment Adviser Law Examination

2025-06-12

Other Names

Richie Francis Williams
Richard Francis Williams
Richard Francis Williams
Rich Williams

View on SEC IAPD