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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-29
  • NC RA
    APPROVED
    Since 2025-10-29

Branch Locations

Charlotte, NC • United States

8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 07/2025 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 07/2025 Present
Walmart Fredonia NY 07/2020 06/2023
Tiaa Charlotte NC 06/2023 08/2023
Tiaa Charlotte NC 06/2024 08/2024
Universal Audiology Dunkirk NY 06/2018 08/2024
Fredonia High School Fredonia NY 09/2017 06/2021
University Of North Carolina Wilmington Wilmington NC 08/2021 05/2025
Something Fishy Seafood Restuarant Wilmington NC 11/2023 04/2025
University Of North Carolina Wilmington Wilmington NC 08/2021 06/2022
Lower School Education Dunkirk NY 07/2015 09/2017
  • 07/2025 → Present
    Tiaa
    Charlotte, NC
  • 07/2025 → Present
    Charlotte, NC
  • 07/2020 → 06/2023
    Walmart
    Fredonia, NY
  • 06/2023 → 08/2023
    Tiaa
    Charlotte, NC
  • 06/2024 → 08/2024
    Tiaa
    Charlotte, NC
  • 06/2018 → 08/2024
    Universal Audiology
    Dunkirk, NY
  • 09/2017 → 06/2021
    Fredonia High School
    Fredonia, NY
  • 08/2021 → 05/2025
    University Of North Carolina Wilmington
    Wilmington, NC
  • 11/2023 → 04/2025
    Something Fishy Seafood Restuarant
    Wilmington, NC
  • 08/2021 → 06/2022
    University Of North Carolina Wilmington
    Wilmington, NC
  • 07/2015 → 09/2017
    Lower School Education
    Dunkirk, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-29
  • S66 Uniform Combined State Law Examination
    2025-10-29
Other Names
  • Dominic J Gullo

View on SEC IAPD

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