Guillermo Alejandro Rivas Flores

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-08
CA	RA	APPROVED	2025-07-25

TX RA
APPROVED

Since 2025-09-08
CA RA
APPROVED

Since 2025-07-25

Branch Locations

3800 Ming Ave, Bakersfield, CA 93309 • United States

5021 California Ave, Bakersfield, CA 93309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bakersfield	CA	02/2018	Present
Carriage Masters Collision	Bakersfield	CA	01/2015	02/2018
California State University Bakersfield	Bakersfield	CA	01/2022	12/2023
Bank Of America, N.A.	Bakersfield	CA	06/2025	Present

02/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bakersfield, CA
01/2015 → 02/2018

Carriage Masters Collision

Bakersfield, CA
01/2022 → 12/2023

California State University Bakersfield

Bakersfield, CA
06/2025 → Present

Bank Of America, N.A.

Bakersfield, CA

Other Businesses

I*3104298 Entity Type: N/A Name of OBA:Rental Property 1 Address:Bakersfield California Investment Related:No Position, Title, Association:Co-owner with other family members Start Date:11/01/2025 No Hours: 1 Weekly No Hours during trading:0 Weekly Duties:N/A

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-25

S66 Uniform Combined State Law Examination

2025-07-25