Spenser P Carothers

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-08
CO	RA	APPROVED	2025-07-06

Branch Locations

2610 E Harmony Rd, Fort Collins, CO 80528 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lakewood	CO	04/2025	Present
Gates Corporation	Denver	CO	07/2021	03/2025
Pikes Tech Llc	Castle Rock	CO	05/2018	12/2023
Ent Credit Union	Fort Collins	CO	07/2020	03/2021
Swift Beef Company	Greeley	CO	03/2021	06/2021
Colorado State University	Fort Collins	CO	08/2016	05/2020
Unemployed	Windsor	CO	05/2020	07/2020
Vitality Bowls	Castle Rock	CO	06/2018	08/2018
Adidas	Castle Rock	CO	06/2018	12/2018
Tony's Market	Castle Rock	CO	05/2019	12/2019
Unemployed	Windsor	CO	06/2021	07/2021
Resource Plus Of North Florida	Greenwood Village	CO	05/2017	08/2017
Bank Of America, N.A.	Lakewood	CO	06/2025	Present

04/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lakewood, CO
07/2021 → 03/2025

Gates Corporation

Denver, CO
05/2018 → 12/2023

Pikes Tech Llc

Castle Rock, CO
07/2020 → 03/2021

Ent Credit Union

Fort Collins, CO
03/2021 → 06/2021

Swift Beef Company

Greeley, CO
08/2016 → 05/2020

Colorado State University

Fort Collins, CO
05/2020 → 07/2020

Unemployed

Windsor, CO
06/2018 → 08/2018

Vitality Bowls

Castle Rock, CO
06/2018 → 12/2018

Adidas

Castle Rock, CO
05/2019 → 12/2019

Tony's Market

Castle Rock, CO
06/2021 → 07/2021

Unemployed

Windsor, CO
05/2017 → 08/2017

Resource Plus Of North Florida

Greenwood Village, CO
06/2025 → Present

Bank Of America, N.A.

Lakewood, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-02

Other Firms