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Miguel Perez Pena

Ubs Financial Services Inc.

Knoxville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-03-13
  • TN RA
    APPROVED
    Since 2026-03-13

Branch Locations

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Knoxville TN 01/2026 Present
The University Of Georgia Athens GA 08/2021 12/2025
Northwestern Mutual Athens GA 05/2025 08/2025
Cannon Financial Strategists, Inc Athens GA 08/2025 11/2025
Ies Ribalta Highschool Castellon De La Plana 09/2018 06/2021
Colegio Consolacion Castellon Castellon De La Plana 09/2014 06/2018
  • 01/2026 → Present
    Ubs Financial Services Inc.
    Knoxville, TN
  • 08/2021 → 12/2025
    The University Of Georgia
    Athens, GA
  • 05/2025 → 08/2025
    Northwestern Mutual
    Athens, GA
  • 08/2025 → 11/2025
    Cannon Financial Strategists, Inc
    Athens, GA
  • 09/2018 → 06/2021
    Ies Ribalta Highschool
    Castellon De La Plana
  • 09/2014 → 06/2018
    Colegio Consolacion Castellon
    Castellon De La Plana
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-09
  • S66 Uniform Combined State Law Examination
    2025-09-09

View on SEC IAPD

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Other Investors

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WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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