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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-11-03 |
| WA | RA | APPROVED | 2021-11-03 |
| TX | RA | APPROVED_RES | 2017-03-06 |
| HI | RA | APPROVED | 2014-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Honolulu | HI | 10/2014 | Present |
1) NAME OF OTHER BUSINESS: University Health Partners of Hawaii / INVESTMENT RELATED?: No / ADDRESS: 677 Ala Moana Blvd #1001, Honoulo, HI / NATURE OF THE BUSINESS: Education / POSITION: Board of Directors / DUTIES: Help to guide and shape the organization's long term strategic plans and help to make decisions to ensure that the short-term operations of the organization are in-line with its mission and values. Update 8/12/22: The board has asked me to be a voting member on the finance committee which for this small organization is also combined with the audit committee. The finance/audit committee primarily focuses on strategic budgeting for the organization to see how we can bring in additional revenue or cut costs if needed. In my role on the finance committee, I will NOT have any authority to making trading or investment decisions. As this is a small nonprofit, we undergo a very minimal audit from a local CPA firm. I have not accepted the role on the finance/audit committee. / START DATE: 7-1-2022 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-09 |
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