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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2013-04-16
  • NE RA
    APPROVED
    Since 2013-04-16

Branch Locations

13609 California St Ste 400, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2004 Present
Northwestern Mutual Investment Services, Llc Lincoln NE 06/2005 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 07/2004 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2005 → Present
    Lincoln, NE
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

(1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. (2) 100% OWNER, DLF DISTRICT OFFICE LLC, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 11/23/2021, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, ADMINISTRATIVE ENTITY CREATED FOR MD BUSINESS PURPOSES (3) 100% OWNER, DFLS LLC, 6906 S 197TH ST., GRETNA, NEBRASKA, , NEBRASKA, 68028, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/18/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNING THE PROPERTY AND UPKEEP. NON INVESTMENT RELATED. (4) AUTHOR, LIFE RECALIBRATED LLC, NON-FINANCIAL SERVICES BUSINESS, START DATE: 5/9/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, CURRENTLY RIGHT NOW I WOULD LIKE TO WRITE A BOOK. THE BOOK WILL BE CENTERED AROUND HAVING LIFE BALANCE. THIS BOOK WILL NOT HAVE FINANCIAL RECOMMENDATIONS ON PRODUCTS OR ANY LEADING ADVICE. I WILL REFERENCE RUNNING YOUR SCHEDULE TO ALIGN WITH LIFE PRIORITIES. I WILL REFERENCE WHAT I DO FOR A LIVING BUT I CAN KEEP THE NAME OF THE COMPANY OUT OF THE BOOK. PLEASE LET ME KNOW WHAT ELSE YOU WILL NEED FROM ME. THIS IS IN ITS INFANCY. I WOULD ALSO BE PRESENTING ON THE BOOK TO OTHER ORGANIZATIONS AND ALSO TO OTHER NORTHWESTERN MUTUAL OFFICES. NONE OF THE MATERIAL WILL BE CENTERED AROUND FINANCIAL PLANNING OR ANY SPECIFIC PRODUCT RECOMMNEDATIONS OR EDUCATION. FROM THESE PRESENTATIONS I MAY ALSO COACH INDIVIDUALS AROUND THEIR LIFE PRIORITIES, I WILL CLEARLY INDICATE THAT IT IS A CLEAR SEPERATION FROM FINANCIAL ADVISING AND THESE COACHES SESSIONS WILL NOT BE CONDUCTED INSIDE THE NORTHWESTERN MUTUAL AGENCY. IF YOU NEED FURTHER DETAILS ON THIS PLEASE LET ME KNOW. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-02
S63 Uniform Securities Agent State Law Examination 2005-09-14
  • S66 Uniform Combined State Law Examination
    2013-04-02
  • S63 Uniform Securities Agent State Law Examination
    2005-09-14
Designations

View on SEC IAPD

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