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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2013-04-16 |
Branch Locations
13609 California St Ste 400, Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2004 | Present |
| Northwestern Mutual Investment Services, Llc | Lincoln | NE | 06/2005 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
(1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. (2) 100% OWNER, DLF DISTRICT OFFICE LLC, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 11/23/2021, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, ADMINISTRATIVE ENTITY CREATED FOR MD BUSINESS PURPOSES (3) 100% OWNER, DFLS LLC, 6906 S 197TH ST., GRETNA, NEBRASKA, , NEBRASKA, 68028, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/18/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNING THE PROPERTY AND UPKEEP. NON INVESTMENT RELATED. (4) AUTHOR, LIFE RECALIBRATED LLC, NON-FINANCIAL SERVICES BUSINESS, START DATE: 5/9/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, CURRENTLY RIGHT NOW I WOULD LIKE TO WRITE A BOOK. THE BOOK WILL BE CENTERED AROUND HAVING LIFE BALANCE. THIS BOOK WILL NOT HAVE FINANCIAL RECOMMENDATIONS ON PRODUCTS OR ANY LEADING ADVICE. I WILL REFERENCE RUNNING YOUR SCHEDULE TO ALIGN WITH LIFE PRIORITIES. I WILL REFERENCE WHAT I DO FOR A LIVING BUT I CAN KEEP THE NAME OF THE COMPANY OUT OF THE BOOK. PLEASE LET ME KNOW WHAT ELSE YOU WILL NEED FROM ME. THIS IS IN ITS INFANCY. I WOULD ALSO BE PRESENTING ON THE BOOK TO OTHER ORGANIZATIONS AND ALSO TO OTHER NORTHWESTERN MUTUAL OFFICES. NONE OF THE MATERIAL WILL BE CENTERED AROUND FINANCIAL PLANNING OR ANY SPECIFIC PRODUCT RECOMMNEDATIONS OR EDUCATION. FROM THESE PRESENTATIONS I MAY ALSO COACH INDIVIDUALS AROUND THEIR LIFE PRIORITIES, I WILL CLEARLY INDICATE THAT IT IS A CLEAR SEPERATION FROM FINANCIAL ADVISING AND THESE COACHES SESSIONS WILL NOT BE CONDUCTED INSIDE THE NORTHWESTERN MUTUAL AGENCY. IF YOU NEED FURTHER DETAILS ON THIS PLEASE LET ME KNOW. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-14 |
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